Our team is now a part of your team. The value of Wealth Advisory Solutions is not only in the tools and services we provide but the ability to manage all of the components that come with running an independent advisory practice. We bring the experience and knowledge of the RIA marketplace to you, your staff and clients. This allows your team to work more efficiently and focus more time on serving your clients.
As your Chief Compliance Officer (CCO) we are responsible for running the day to day compliance functions for your practice. We work with you to create and maintain legal contracts with your clients, draft and amend your ADV brochure and manage your policies and procedures manual.
|ADV Brochure||Client Contracts||Email Archiving|
|Fee Testing||Regulatory Audits||Marketing Review|
We don't just give you the tools you need but manage and integrate them for you. We work with best in class third party software companies to create a seamless and client friendly experience. All of the systems we use connect with your custodian and each other to transform RIA technology from complexity to simplicity. If you already have third party systems in place, we can work with you to integrate them into our platform or transition data to our preferred vendors.
|Financial Planning||Performance Reporting||CRM System||Account Aggregation|
|Client Vault||Secure File Storage||Client Portal||Email Encryption|
It is not just about managing an independent financial services firm but managing a small business. As a small business owner you wear a number of hats. We purposefully built our firm to wear some of them for you. This will allow you and your staff to shift focus back to working IN the business and not ON the business. Let us help you get back to what you enjoy.
|Account Billing||Integrated Phone System||Client Invoicing|
|E&O Insurance||Comprehensive IT Support||Business Valuations|
You might already have your own business. That's great. Maybe we take this time to rebrand your firm or freshen up your website. If you are making a transition to a new custodian there is a great deal of work involved. We are your in-house transition team that knows what it takes to get you from point A to point Z. From the beginning we sit down with you to craft a transition plan that will cover everything we need to accomplish to make your transition as smooth as possible.
|Rebranding||Logo Update||New Website||Tech Integrations|
|IT Setup||Book Review||Custodian Selection||Hardware|
|Business Cards||Client Agreements||Paperwork Prep||Software Training|